Lumina Risk Advisory

IT Controls · Compliance · Audit Readiness

Compliance,
without the Big-4 chaos.

Senior practitioners, fixed fee, one owner — from scoping to audit-ready. SOC 2, ISO 27001, SOX, SOC 1, and ITGC. No junior hand-offs, no surprise invoices, no rotating team.

Our Services

Six ways we get you
audit-ready.

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10–12 weeks

SOC 2 Readiness

Type I & Type II

Customer contracts, enterprise deals, or investor due diligence demanding SOC 2? We design your controls, build your evidence library, and work directly with your auditor from day one.

  • Control gap assessment & design
  • Evidence library & full policy suite
  • Auditor liaison & walkthrough support
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4–6 months

ISO 27001 Implementation

Stage 1 + Stage 2 support

Full ISMS build from gap assessment through certification audit. We write every control, produce the Statement of Applicability, and stand beside you through both audit stages.

  • Gap assessment & ISMS design
  • Full Annex A control suite & SoA
  • Stage 1 & Stage 2 audit support
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8–16 weeks

SOX IT Controls

ITGC scoping & remediation

Scope, design, and test your IT general controls before external auditors arrive. Year 1 readiness or ongoing steady-state support. We know exactly what PCAOB-aligned auditors test.

  • ITGC scoping across all 4 domains
  • Control design & walkthrough prep
  • Deficiency remediation roadmap
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6–10 weeks

SOC 1 Readiness

For service organizations

Payroll processors, financial SaaS, and transfer agents whose clients require a SOC 1 report. We define your control environment, document CUECs, and coordinate with your CPA firm.

  • Scope & control environment design
  • CUECs documentation
  • CPA firm coordination
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Project or retainer

ITGC Advisory

Audit support & co-source

IT general controls for internal audit co-source, program builds, or targeted remediation. Risk-based and framework-agnostic, we slot into your existing audit structure without disruption.

  • ITGC program assessment & design
  • Internal audit co-source support
  • Evidence library & remediation roadmap
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4–6 weeks

IT Risk Assessment

Identify, rate & prioritise

Map your full IT risk landscape before committing to a framework. We identify control gaps across every key domain, rate residual risk, and give you a prioritised roadmap for what comes next.

  • IT risk register & heat map
  • Gap analysis across key control domains
  • Prioritised framework & remediation roadmap
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Why Us

Most firms hand you a template.
We don't.

Senior Big 4-trained practitioners on every engagement, fixed fees with no scope creep, and deliverables built for auditors — not slide decks.

Built for auditors, not presentations.

Controls designed to look good on a slide fall apart when an auditor tests them. We build controls that stand up to scrutiny, because we know exactly what auditors test, how they test it, and what evidence they'll ask for.

Fixed fees. No surprises.

You know the full price before we start. No hourly meters, no scope creep invoices. If we miss a milestone, that is our problem — not your invoice.

Senior people throughout.

Our principals are Big 4 trained IT auditors with 8+ years on these exact engagements. The person who scopes your work is the person who delivers it — no handoffs to a junior three weeks in.

Certified to deliver.

Our team holds the same credentials your auditors require, and has completed 40+ engagements across every framework we offer.

  • CISA
  • ISO 27001 LA
  • CISSP

Typical engagement outcomes

What getting it right
looks like.

"SOC 2 Type II achieved in 11 weeks, zero exceptions raised by the auditor."

Series C SaaS · 120 employees · First SOC 2

"ISO 27001 certified in 5 months from a standing start — no prior ISMS, no prior documentation."

Fintech · Series B · First certification

Get in Touch

Tell us your deadline.
We'll tell you what it takes.

Send us your framework and timeline. We'll come back with an honest assessment and a fixed-fee proposal within 48 hours.

No sales calls unless you ask for one
One reply within 48 hours
Fixed-fee proposal — no obligation

No spam. One reply within 48 hours.